Corporate Information


History of the Company

Date Milestone
December 2000 Established Shinsei Securities Co., Ltd.
March 2001 Registered as securities company under the Securities and Exchange Law
May 2001 Commenced operations
Granted approval to engage in underwriting business and securities-related over-the-counter derivatives business
May 2002 Relocated head office to 2-1-8 Uchisaiwai-cho, Chiyoda-ku, Tokyo
September 2002 Registered to engage in investment advisory business
June 2003 Registered to engage in money lending business
September 2007 Registration of the Type 1 Financial Instruments Business and Type 2 Financial Instruments Business under the Financial Instruments and Exchange Law
December 2010 Relocated head office to 2-4-3 Nihonbashi-muromachi, Chuo-ku, Tokyo

Corporate Profile

Trade Name Shinsei Securities Co., Ltd.

Nihonbashi Muromachi Nomura Building
4-3, Nihonbashi-muromachi, 2-chome, Chuo-ku, Tokyo 103-0022



Directors and Auditors
(as of Apr. 1, 2019)
Board of Directors Representative Director, President Yasuhiro Iwamoto
Director Takaki Toda
Director Yasunori Abe
Director Hiroshi Ooyama
Director Hiroyuki Kagita
Audit & Supervisory Board Member Hiroyuki Ogawa
Daisaku Shimomura
Shino Sato
A number of Registered Broker for Financial Instruments Business Registration No. 95 (Securities) filed with the Director-General of the Kanto Local Finance Bureau
Registration Number for Money-lending business Tokyo Metropolitan Governor (6) No.27473
Paid-In Capital 8.75 billion yen (wholly owned by Shinsei Bank)
Service Offering Securitization product and fund sales
Bond underwriting and sales
Sale and structure of structured products
Sale of other Financial Instruments

Organizational Structure

Organizational Chart

(as of August 1. 2019)

Organizational Structure