Home>Corporate Information

Corporate Information

History

History of the Company

Date Milestone
December 2000
March 2001
May 2001


May 2002
September 2002
June 2003
September 2007
 Established Shinsei Securities Co., Ltd.
Registered as securities company under the Securities and Exchange Law
Commenced operations
Granted approval to engage in underwriting business and securities-related over-the-counter derivatives business
Relocated head office to 2-1-8 Uchisaiwai-cho, Chiyoda-ku, Tokyo
Registered to engage in investment advisory business
Registered to engage in money lending business
Registration of the Type 1 Financial Instruments Business and Type 2 Financial Instruments Business under the Financial Instruments and Exchange Law

Back to Top

Corporate Profile

Trade Name: Shinsei Securities Co., Ltd.
Address:

TEL:		 Nihonbashi Muromachi Nomura Building
4-3, Nihonbashi-muromachi, 2-chome, Chuo-ku, Tokyo 103-0022   Map
+81-(0)3-6880-6000
Directors and Executive Officers
(as of Oct 1, 2011)
Board of Directors Director, Chairman Kazuya Fujimoto
Representative Director,
President		 Shigeru Oishi
Director & COO Kazuyuki Oi
Statutory Auditors Statutory Auditor Koji Saito
Outside Statutory Auditor Masataka Oomachi
(Shinsei Bank,
General Manager, Compliance Division)
Kimihiro Goto
Executive Officer Senior Executive Managing Officer Mitsumasa Sotowa
A number of Registered Broker for Financial Instruments Business: Registration No. 95 (Securities) filed with the Director-General of the Kanto Local Finance Bureau
Registration Number for Money-lending business: Tokyo Metropolitan Governor (3) No.27473
Paid-In Capital: 8.75 billion yen (wholly owned by Shinsei Bank)
Service Offering: Securitization product and fund sales
Bond underwriting and sales
Sale and structure of structured products
Sale of other Financial Instruments

Back to Top

Organizational Structure

Organizational Structure

Back to Top