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Beware of Investment Solicitations from Persons Posing as Employees of Shinsei Securities

Beware of Investment Solicitations from Persons Posing as Employees of Shinsei Securities

Recently, Shinsei Securities has received inquiries from members of the public who have received solicitations from persons claiming to be employees of Shinsei Securities, regarding the following.

<Details of Inquiries>

  • Emerging country currency transactions
  • Stocks and Convertible bonds issued by unlisted companies
  • Beneficial interest to the trust of public utilities etc
  • Intellectual property right
  • Solicitation of securities that provided the fake information that Shinsei Securities make purchase

Shinsei Securities does not handle the types of transactions and instruments listed above. Furthermore, these solicitations and the individuals making these solicitations have no relationship whatsoever to either Shinsei Securities or the Shinsei Bank Group.

Should you receive similar suspicious solicitations, please contact Shinsei Securities at the telephone number below:

<Contact>
Shinsei Securities Co., Ltd., Legal and Compliance Division
Telephone: 03-6880-6000 (Japanese only)

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