Recently, Shinsei Securities has received inquiries from members of the public who have received solicitations from persons claiming to be employees of Shinsei Securities, regarding the following.

<Details of Inquiries>

• Emerging country currency transactions
• Stocks and Convertible bonds issued by unlisted companies

Shinsei Securities does not handle the types of transactions and instruments listed above. Furthermore, these solicitations and the individuals making these solicitations have no relationship whatsoever to either Shinsei Securities or the Shinsei Bank Group.

Should you receive similar suspicious solicitations, please contact Shinsei Securities at the telephone number below:

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