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Welcome to Shinsei Securities
Consistently providing better products and services to match customers? increasingly sophisticated and complex financial needs while utilizing the functions and networks of the Shinsei Bank Group.

	Apr. 20, 2018	Shinsei Strategy Note (Apr. 20, 2018)

	Oct. 27, 2016	Big Sky 2008-1

| Terms and Conditions | Solicitation Policy | Declaration on Personal Information Protection | Best Execution Policy |
| Deadline Date for transition of Investor Categorization | Handling of Opinions and Complaints, etc. |
| Basic Policy for Allocating Share Certificates and so forth to Customers Related to Offerings and so forth |
| Basic Policy against Anti-Social Organizations | Management Policy for Conflict of Interest (Outline) |

Shinsei Securities Co., Ltd. is a financial instruments firm registered under the Financial Instruments and Exchange Law of Japan, with the registered number 95.
Shinsei Securities Co., Ltd. is a member of Japan Securities Dealers Association; Japan Investment Advisers Association; The Financial Futures Association of Japan; and Type II Financial Instruments Firms Association.